Unregistered Securities

Barry Bekkedam Accused of Securities Fraud in Connection with Scott Rothstein’s Ponzi Scheme

Barry R. Bekkedam, the former owner, Chairman, and CEO of Ballamor Capital Management, LLC, is accused of committing securities fraud by the Securities and Exchange Commission (“SEC”). From April through October 2009, Bekkedam encouraged his clients and others to invest approximately $100 million in a fund...

07 May, 2014

SEC Alleges Bret L. Boteler Committed Securities Fraud

Bret L. Boteler, the president of EnerMax, Inc., raised $17.26 million through the fraudulent offer and sale of securities to over 250 investors in more than 40 states without registering any offering, according to a complaint filed by the Securities and Exchange Commission (SEC). Boteler used...

31 March, 2014

Brown Brothers Harriman & Co. Fined for Compliance Failures

The Financial Industry Regulatory Authority (“FINRA”) recently announced that it was fining Brown Brothers Harriman & Co. (BBH) $8 million for failing to meet its compliance obligations relating to anti-money laundering compliance. Such failures caused BBH to fail to discover suspicious activity related to low...

21 February, 2014

George J. Bussanich and George Bussanich Charged with $3.5 Million Scam

George J. Bussanich, a 55-years old man from Park Ridge and his son George Bussanich, 34-years old, of Upper Saddle River, are facing charges for engaging in securities fraud through the sales of unregistered notes in New Jersey. The Bussaniches allegedly sold unregistered notes to unsuspecting investors and promised...

05 February, 2014

LEGAL ADVERTISING

We are a nationwide litigation law firm that represents individuals and entities who have been the victims of negligence, fraud or the misconduct of powerful interests. We are smart, experienced, and dedicated professionals who work tirelessly for our clients and take pride in the pursuit of justice on their behalf.

We focus on identifying those parties that are both liable and have the financial ability to compensate victimized investors. Our goal is to put money back into our clients’ pockets, not just get an award that acknowledges our clients are entitled to compensation.

LEGAL ADVERTISING

This website may be considered attorney advertising. Nothing on this site should be considered as specific legal advice; rather, the content is for informational purposes only. It is important to understand that prior results in other cases do not guarantee a similar outcome in any future case. Peiffer Wolf Carr Kane & Conway, APLC is a professional law corporation. Rikard & Protopapas, LLC is a limited liability company. Attorneys responsible for this content include Joseph C. Peiffer and Robert Rikard.

LEGAL ADVERTISING

Unregistered Securities

Barry Bekkedam Accused of Securities Fraud in Connection with Scott Rothstein’s Ponzi Scheme

SEC Alleges Bret L. Boteler Committed Securities Fraud

Brown Brothers Harriman & Co. Fined for Compliance Failures

George J. Bussanich and George Bussanich Charged with $3.5 Million Scam

Peiffer Wolf Main Office

Rikard & Protopapas

Current Case News

Contact Us