James D. Helgeson Tag

James D. Helgeson Investigated by Securities Lawyers in Connection with Rex Ventures and Zeekler Alleged Participation

James D. Helgeson, a former Kovack Securites registered representative, was sanctioned by the securities regulators. Helgeson consented to a one-month suspension and a fine of $5,000 from the Financial Industry Regulatory Authority (FINRA) without denying or admitting FINRA’s factual findings. Securities attorneys Joe Peiffer and...

24 March, 2014

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James D. Helgeson Tag

James D. Helgeson Investigated by Securities Lawyers in Connection with Rex Ventures and Zeekler Alleged Participation

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