James Helgeson complaint Tag

James D. Helgeson Investigated by Securities Lawyers in Connection with Rex Ventures and Zeekler Alleged Participation

James D. Helgeson, a former Kovack Securites registered representative, was sanctioned by the securities regulators. Helgeson consented to a one-month suspension and a fine of $5,000 from the Financial Industry Regulatory Authority (FINRA) without denying or admitting FINRA’s factual findings. Securities attorneys Joe Peiffer and...

24 March, 2014

LEGAL ADVERTISING

We are a nationwide litigation law firm that represents individuals and entities who have been the victims of negligence, fraud or the misconduct of powerful interests. We are smart, experienced, and dedicated professionals who work tirelessly for our clients and take pride in the pursuit of justice on their behalf.

We focus on identifying those parties that are both liable and have the financial ability to compensate victimized investors. Our goal is to put money back into our clients’ pockets, not just get an award that acknowledges our clients are entitled to compensation.

LEGAL ADVERTISING

This website may be considered attorney advertising. Nothing on this site should be considered as specific legal advice; rather, the content is for informational purposes only. It is important to understand that prior results in other cases do not guarantee a similar outcome in any future case. Peiffer Wolf Carr Kane & Conway, APLC is a professional law corporation. Rikard & Protopapas, LLC is a limited liability company. Attorneys responsible for this content include Joseph C. Peiffer and Robert Rikard.

LEGAL ADVERTISING

James Helgeson complaint Tag

James D. Helgeson Investigated by Securities Lawyers in Connection with Rex Ventures and Zeekler Alleged Participation

Peiffer Wolf Main Office

Rikard & Protopapas

Current Case News

Contact Us